![Conquer the Series 65 Exam: Study Guide for the Investment Advisers Law Exam Audiobook By Philip Martin McCaulay cover art](https://m.media-amazon.com/images/I/41xPf12jppL._SL500_.jpg)
Conquer the Series 65 Exam: Study Guide for the Investment Advisers Law Exam
Failed to add items
Add to Cart failed.
Add to Wish List failed.
Remove from wishlist failed.
Adding to library failed
Follow podcast failed
Unfollow podcast failed
![Prime logo](https://m.media-amazon.com/images/G/01/Audible/Homestead/Prime_Logo_RGB.png)
Get 2 free audiobooks during trial.
Buy for $14.99
No default payment method selected.
We are sorry. We are not allowed to sell this product with the selected payment method
-
Narrated by:
-
Virtual Voice
![Background images](https://m.media-amazon.com/images/G/30/AudibleES/es_ES/adbl_web/PDPs/background-tts-es.png)
This title uses virtual voice narration
About this listen
The book is structured to facilitate efficient learning, with each chapter dedicated to a specific area of the exam. You'll find detailed discussions on the principles of economics, understanding financial statements, risk analysis, and investment vehicles. Additionally, the guide delves into regulatory requirements, fiduciary duties, and ethical standards, ensuring you are well-prepared to meet industry standards and protect client interests.
This guide follows the syllabus closely to ensure thorough preparation. Some repetition is intentional to reinforce key concepts and align with the exam's structure.
Whether you are a novice entering the investment advisory field or a professional looking to solidify your knowledge, "Conquer the Series 65 Exam" equips you with the tools and confidence needed to succeed. Prepare effectively, build your expertise, and take the next step in your career with this essential study guide.
Listeners also enjoyed...
-
Series 7 Exam Prep 2024-2025
- Study Guide with 375 Practice Questions and Answer Explanations for the FINRA General Securities Representative Certification
- By: Shawn Blake
- Narrated by: Shawn Blake
- Length: 8 hrs and 55 mins
- Unabridged
-
Overall
-
Performance
-
Story
Open doors to a great career in finance by passing the Series 7— without feeling overwhelmed or stressed! Looking to advance your career in finance? Eager to maintain a competitive edge in the financial expertise job market? Or just feeling stuck on a career plateau? Then, it may be time for you to get certified as a General Securities Representative!
-
-
Practice Exams Poor
- By Cindy Holland-Rodriguez on 07-06-24
By: Shawn Blake
-
Series 65 Study Guide
- Complete Review for the Investment Adviser Law Exam with Expert Strategies, Practice Questions, and Proven Tips to Pass the Test
- By: Johnny P. Bradley
- Narrated by: Tom Brooks
- Length: 9 hrs and 9 mins
- Unabridged
-
Overall
-
Performance
-
Story
In this guide, you will find detailed explanations of the core topics tested on the Series 65 exam, including investment vehicles, securities laws, risk management, and client investment strategies. You’ll explore subjects such as economic factors, portfolio construction, asset allocation, and performance measurement—key areas that directly impact the financial futures of clients. With numerous practice questions, detailed answers, and step-by-step explanations, this guide ensures that you are well-prepared for the exam.
-
-
Exactly What I Needed to Pass
- By Sean Bennett on 02-03-25
-
Certified Financial Planner: The Complete CFP Exam Study Guide
- By: Philip Martin McCaulay
- Narrated by: Virtual Voice
- Length: 6 hrs and 22 mins
- Unabridged
-
Overall
-
Performance
-
Story
Prepare yourself thoroughly for success on the Certified Financial Planner (CFP) exam with our comprehensive study guide. The author has meticulously crafted the study guide to assist you in mastering the essential concepts and strategies vital for excelling in the dynamic field of financial planning. Whether you're a seasoned professional seeking to enhance your knowledge or someone preparing to embark on a career in financial services, our guide serves as your indispensable companion for conquering the rigorous CFP exam. Dive deep into every facet of the CFP exam, delving into crucial ...
-
The Million-Dollar Financial Advisor
- Powerful Lessons and Proven Strategies from Top Producers
- By: David J. Mullen Jr.
- Narrated by: Allan Robertson
- Length: 8 hrs and 24 mins
- Unabridged
-
Overall
-
Performance
-
Story
The best financial advisors are well equipped to succeed regardless of market conditions. Based on interviews with 15 top advisors, each doing several million dollars worth of business every year, The Million-Dollar Financial Advisor distills their universal success principles into 13 distinct lessons. Each is explained step-by-step for immediate application by veteran and new financial professionals alike.
-
-
Fantastic tips and practices
- By SS MacIntyre on 03-10-15
-
Conquer the Series 63 Exam: Study Guide for the Uniform Securities State Law Exam
- By: Philip Martin McCaulay
- Narrated by: Virtual Voice
- Length: 4 hrs and 20 mins
- Unabridged
-
Overall
-
Performance
-
Story
"Conquer the Series 63 Exam: Study Guide for the Uniform Securities State Law Exam" is an essential resource for anyone preparing for the Series 63 exam. This comprehensive guide covers all key topics necessary to pass the exam and excel in the securities industry. It begins with an in-depth overview of the Uniform Securities Act, detailing the registration processes for securities, broker-dealers, and investment advisers. The book emphasizes the importance of ethical practices and fiduciary duties, ensuring professionals understand how to prioritize clients' interests. Chapters on ...
-
-
Bad Representation of Material for Series 63!!!
- By MKFinAdv on 01-13-25
-
Series 7 Exam Prep
- Complete Review and Study Guide for FINRA Certification, Including Practice Questions, Proven Test Strategies, Expert Tips, and Detailed Exam Topic Explanations
- By: Jonathan L. Reese
- Narrated by: Tom Brooks
- Length: 10 hrs and 51 mins
- Unabridged
-
Overall
-
Performance
-
Story
Are you ready to unlock your potential and advance your career in the finance industry? Navigating the complexities of the Series 7 exam can seem daunting, but with the right guidance and preparation, you can turn this challenge into an opportunity for success. This comprehensive guide offers a detailed roadmap for conquering the Series 7 exam, providing you with the tools and strategies needed to excel. From understanding equity securities and debt instruments to mastering options and investment companies, this resource covers every essential topic in depth.
-
-
This guide is a great resources
- By Jackson Tims on 09-02-24
-
Series 7 Exam Prep 2024-2025
- Study Guide with 375 Practice Questions and Answer Explanations for the FINRA General Securities Representative Certification
- By: Shawn Blake
- Narrated by: Shawn Blake
- Length: 8 hrs and 55 mins
- Unabridged
-
Overall
-
Performance
-
Story
Open doors to a great career in finance by passing the Series 7— without feeling overwhelmed or stressed! Looking to advance your career in finance? Eager to maintain a competitive edge in the financial expertise job market? Or just feeling stuck on a career plateau? Then, it may be time for you to get certified as a General Securities Representative!
-
-
Practice Exams Poor
- By Cindy Holland-Rodriguez on 07-06-24
By: Shawn Blake
-
Series 65 Study Guide
- Complete Review for the Investment Adviser Law Exam with Expert Strategies, Practice Questions, and Proven Tips to Pass the Test
- By: Johnny P. Bradley
- Narrated by: Tom Brooks
- Length: 9 hrs and 9 mins
- Unabridged
-
Overall
-
Performance
-
Story
In this guide, you will find detailed explanations of the core topics tested on the Series 65 exam, including investment vehicles, securities laws, risk management, and client investment strategies. You’ll explore subjects such as economic factors, portfolio construction, asset allocation, and performance measurement—key areas that directly impact the financial futures of clients. With numerous practice questions, detailed answers, and step-by-step explanations, this guide ensures that you are well-prepared for the exam.
-
-
Exactly What I Needed to Pass
- By Sean Bennett on 02-03-25
-
Certified Financial Planner: The Complete CFP Exam Study Guide
- By: Philip Martin McCaulay
- Narrated by: Virtual Voice
- Length: 6 hrs and 22 mins
- Unabridged
-
Overall
-
Performance
-
Story
Prepare yourself thoroughly for success on the Certified Financial Planner (CFP) exam with our comprehensive study guide. The author has meticulously crafted the study guide to assist you in mastering the essential concepts and strategies vital for excelling in the dynamic field of financial planning. Whether you're a seasoned professional seeking to enhance your knowledge or someone preparing to embark on a career in financial services, our guide serves as your indispensable companion for conquering the rigorous CFP exam. Dive deep into every facet of the CFP exam, delving into crucial ...
-
The Million-Dollar Financial Advisor
- Powerful Lessons and Proven Strategies from Top Producers
- By: David J. Mullen Jr.
- Narrated by: Allan Robertson
- Length: 8 hrs and 24 mins
- Unabridged
-
Overall
-
Performance
-
Story
The best financial advisors are well equipped to succeed regardless of market conditions. Based on interviews with 15 top advisors, each doing several million dollars worth of business every year, The Million-Dollar Financial Advisor distills their universal success principles into 13 distinct lessons. Each is explained step-by-step for immediate application by veteran and new financial professionals alike.
-
-
Fantastic tips and practices
- By SS MacIntyre on 03-10-15
-
Conquer the Series 63 Exam: Study Guide for the Uniform Securities State Law Exam
- By: Philip Martin McCaulay
- Narrated by: Virtual Voice
- Length: 4 hrs and 20 mins
- Unabridged
-
Overall
-
Performance
-
Story
"Conquer the Series 63 Exam: Study Guide for the Uniform Securities State Law Exam" is an essential resource for anyone preparing for the Series 63 exam. This comprehensive guide covers all key topics necessary to pass the exam and excel in the securities industry. It begins with an in-depth overview of the Uniform Securities Act, detailing the registration processes for securities, broker-dealers, and investment advisers. The book emphasizes the importance of ethical practices and fiduciary duties, ensuring professionals understand how to prioritize clients' interests. Chapters on ...
-
-
Bad Representation of Material for Series 63!!!
- By MKFinAdv on 01-13-25
-
Series 7 Exam Prep
- Complete Review and Study Guide for FINRA Certification, Including Practice Questions, Proven Test Strategies, Expert Tips, and Detailed Exam Topic Explanations
- By: Jonathan L. Reese
- Narrated by: Tom Brooks
- Length: 10 hrs and 51 mins
- Unabridged
-
Overall
-
Performance
-
Story
Are you ready to unlock your potential and advance your career in the finance industry? Navigating the complexities of the Series 7 exam can seem daunting, but with the right guidance and preparation, you can turn this challenge into an opportunity for success. This comprehensive guide offers a detailed roadmap for conquering the Series 7 exam, providing you with the tools and strategies needed to excel. From understanding equity securities and debt instruments to mastering options and investment companies, this resource covers every essential topic in depth.
-
-
This guide is a great resources
- By Jackson Tims on 09-02-24
Related to this topic
-
How to Say It: Words That Make a Difference
- By: Allison Friederichs Atkison, The Great Courses
- Narrated by: Allison Friederichs Atkison
- Length: 4 hrs and 44 mins
- Original Recording
-
Overall
-
Performance
-
Story
Words. We use them all the time, every day, mostly without giving them much thought at all. We take for granted that they’re here at our disposal whenever we need them. But if you’ve ever wished you could communicate more effectively, words are the place to start. It’s incumbent upon you to choose the best words to accomplish your goals, because how you choose to communicate influences—well, everything! The power of communication shapes our professional goals, our relationships, and our lives—so the words we choose to use carry a great deal of power.
-
-
Meh. Glad I didn't pay for it.
- By Paula on 07-23-22
By: Allison Friederichs Atkison, and others
-
Manifest Now
- By: Idil Ahmed
- Narrated by: Idil Ahmed
- Length: 4 hrs and 23 mins
- Unabridged
-
Overall
-
Performance
-
Story
Manifest Now provides a step-by-step guide with tools, techniques, and proven strategies to raise your frequency and create the reality you want. This audiobook is designed to guide you through the mental, physical, and spiritual aspects of manifesting and creating all that your heart desires. You'll learn how to start removing mental and emotional blocks so you can rediscover that manifesting is your natural birthright. You'll feel more confident, reconnected, and powerful as you listen.
-
-
This is my first review of 2 years subscribed!
- By Rodrigo on 02-22-19
By: Idil Ahmed
-
How to Release Anxiety
- By: Gabrielle Bernstein
- Narrated by: Gabrielle Bernstein
- Length: 1 hr and 29 mins
- Original Recording
-
Overall
-
Performance
-
Story
It’s not just you. Stress levels are at an all-time high—so much so that a recently convened panel of medical experts in the US has recommended that all adults under the age of 65 be screened for anxiety. In How to Release Anxiety, Gabby Bernstein offers simple, actionable steps for feeling better, living with more ease, and showing up for those around us. Gabby’s unusual advice: Rather than manage your anxiety, what if you befriended it? Gabby posits that what we befriend, we can ultimately be at ease with. So she invites us to get curious.
-
-
Not my thing, but one good point
- By Scott on 10-22-22
-
Fluent Forever (Revised Edition)
- How to Learn Any Language Fast and Never Forget It
- By: Gabriel Wyner
- Narrated by: Gabriel Wyner
- Length: 11 hrs and 12 mins
- Unabridged
-
Overall
-
Performance
-
Story
At thirty years old, Gabriel Wyner speaks six languages fluently. He didn’t learn them in school—who does? Rather, he learned them in the past few years, working on his own and practicing on the subway, using simple techniques and free online resources—and here he wants to show others what he’s discovered. This is brain hacking at its most exciting, taking what we know about neuroscience and linguistics and using it to create the most efficient and enjoyable way to learn a foreign language in the spare minutes of your day.
-
-
A great guide to thinking about learning.
- By Anonymous User on 01-02-25
By: Gabriel Wyner
-
30 Covert Emotional Manipulation Tactics: How Manipulators Take Control in Personal Relationships
- By: Adelyn Birch
- Narrated by: Kitty Hendrix
- Length: 1 hr and 48 mins
- Unabridged
-
Overall
-
Performance
-
Story
Identifying covert emotional manipulation is tricky. You sense something is wrong, but you can't quite put your finger on the problem. This powerful book will reveal to you if manipulation is at play in your relationships. It will open your eyes. You will learn 30 tactics manipulators use to get what they want. You will also learn to spot the warning signs within yourself that expose covert manipulation is taking place, even if you can't identify the specific tactics being used.
-
-
This book can change your life!
- By Cat O. on 04-04-18
By: Adelyn Birch
-
Mind Mapping
- Improve Memory, Concentration, Communication, Organization, Creativity, and Time Management
- By: Kam Knight
- Narrated by: Jim D Johnston
- Length: 5 hrs
- Unabridged
-
Overall
-
Performance
-
Story
This is a comprehensive guide to learning about a wonderful technique called mind maps. Mind maps are an amazing organizational and creativity tool that can improve memory, concentration, communication, organization, creativity, and time management.
-
-
make sure to practice
- By Meryem on 04-24-17
By: Kam Knight
-
How to Say It: Words That Make a Difference
- By: Allison Friederichs Atkison, The Great Courses
- Narrated by: Allison Friederichs Atkison
- Length: 4 hrs and 44 mins
- Original Recording
-
Overall
-
Performance
-
Story
Words. We use them all the time, every day, mostly without giving them much thought at all. We take for granted that they’re here at our disposal whenever we need them. But if you’ve ever wished you could communicate more effectively, words are the place to start. It’s incumbent upon you to choose the best words to accomplish your goals, because how you choose to communicate influences—well, everything! The power of communication shapes our professional goals, our relationships, and our lives—so the words we choose to use carry a great deal of power.
-
-
Meh. Glad I didn't pay for it.
- By Paula on 07-23-22
By: Allison Friederichs Atkison, and others
-
Manifest Now
- By: Idil Ahmed
- Narrated by: Idil Ahmed
- Length: 4 hrs and 23 mins
- Unabridged
-
Overall
-
Performance
-
Story
Manifest Now provides a step-by-step guide with tools, techniques, and proven strategies to raise your frequency and create the reality you want. This audiobook is designed to guide you through the mental, physical, and spiritual aspects of manifesting and creating all that your heart desires. You'll learn how to start removing mental and emotional blocks so you can rediscover that manifesting is your natural birthright. You'll feel more confident, reconnected, and powerful as you listen.
-
-
This is my first review of 2 years subscribed!
- By Rodrigo on 02-22-19
By: Idil Ahmed
-
How to Release Anxiety
- By: Gabrielle Bernstein
- Narrated by: Gabrielle Bernstein
- Length: 1 hr and 29 mins
- Original Recording
-
Overall
-
Performance
-
Story
It’s not just you. Stress levels are at an all-time high—so much so that a recently convened panel of medical experts in the US has recommended that all adults under the age of 65 be screened for anxiety. In How to Release Anxiety, Gabby Bernstein offers simple, actionable steps for feeling better, living with more ease, and showing up for those around us. Gabby’s unusual advice: Rather than manage your anxiety, what if you befriended it? Gabby posits that what we befriend, we can ultimately be at ease with. So she invites us to get curious.
-
-
Not my thing, but one good point
- By Scott on 10-22-22
-
Fluent Forever (Revised Edition)
- How to Learn Any Language Fast and Never Forget It
- By: Gabriel Wyner
- Narrated by: Gabriel Wyner
- Length: 11 hrs and 12 mins
- Unabridged
-
Overall
-
Performance
-
Story
At thirty years old, Gabriel Wyner speaks six languages fluently. He didn’t learn them in school—who does? Rather, he learned them in the past few years, working on his own and practicing on the subway, using simple techniques and free online resources—and here he wants to show others what he’s discovered. This is brain hacking at its most exciting, taking what we know about neuroscience and linguistics and using it to create the most efficient and enjoyable way to learn a foreign language in the spare minutes of your day.
-
-
A great guide to thinking about learning.
- By Anonymous User on 01-02-25
By: Gabriel Wyner
-
30 Covert Emotional Manipulation Tactics: How Manipulators Take Control in Personal Relationships
- By: Adelyn Birch
- Narrated by: Kitty Hendrix
- Length: 1 hr and 48 mins
- Unabridged
-
Overall
-
Performance
-
Story
Identifying covert emotional manipulation is tricky. You sense something is wrong, but you can't quite put your finger on the problem. This powerful book will reveal to you if manipulation is at play in your relationships. It will open your eyes. You will learn 30 tactics manipulators use to get what they want. You will also learn to spot the warning signs within yourself that expose covert manipulation is taking place, even if you can't identify the specific tactics being used.
-
-
This book can change your life!
- By Cat O. on 04-04-18
By: Adelyn Birch
-
Mind Mapping
- Improve Memory, Concentration, Communication, Organization, Creativity, and Time Management
- By: Kam Knight
- Narrated by: Jim D Johnston
- Length: 5 hrs
- Unabridged
-
Overall
-
Performance
-
Story
This is a comprehensive guide to learning about a wonderful technique called mind maps. Mind maps are an amazing organizational and creativity tool that can improve memory, concentration, communication, organization, creativity, and time management.
-
-
make sure to practice
- By Meryem on 04-24-17
By: Kam Knight
-
There's No Such Thing as Bad Weather
- A Scandinavian Mom's Secrets for Raising Healthy, Resilient, and Confident Kids (from Friluftsliv to Hygge)
- By: Linda Åkeson McGurk
- Narrated by: Ann Richardson
- Length: 8 hrs and 39 mins
- Unabridged
-
Overall
-
Performance
-
Story
Bringing Up Bébé meets Last Child in the Woods in this lively, insightful memoir about a mother who sets out to discover if the nature-centric parenting philosophy of her native Scandinavia holds the key to healthier, happier lives for her American children.
-
-
Great concept, interesting writing.
- By Kate on 11-03-17
-
How to Write Best-Selling Fiction
- By: James Scott Bell, The Great Courses
- Narrated by: James Scott Bell
- Length: 12 hrs and 38 mins
- Original Recording
-
Overall
-
Performance
-
Story
Most people think the way to write a best seller is to have a lot of talent and even more luck. As you will learn, there is a recipe for success, and luck may be the least important ingredient in creating a best seller. No one has cracked the code better than James Scott Bell. A best-selling author himself, and the author of the number-one best seller for writers, Plot & Structure, Mr. Bell has been teaching the principles of best-selling fiction for over 20 years, principles that apply to any genre or style.
-
-
I'm a writer and this course is to blame.
- By accentrique on 07-22-19
By: James Scott Bell, and others
-
Dark Alliance
- The CIA, the Contras, and the Crack Cocaine Explosion
- By: Gary Webb
- Narrated by: Christian Rummel
- Length: 20 hrs and 28 mins
- Unabridged
-
Overall
-
Performance
-
Story
In July 1995, San Jose Mercury-News reporter Gary Webb found the Big One - the blockbuster story every journalist secretly dreams about - without even looking for it. A simple phone call concerning an unexceptional pending drug trial turned into a massive conspiracy involving the Nicaraguan Contra rebels, L.A. and Bay Area crack cocaine dealers, and the Central Intelligence Agency.
-
-
Bigger than You Thought
- By Susie on 04-28-14
By: Gary Webb
-
No Calculator? No Problem!
- Mastering Mental Math
- By: Art Benjamin, The Great Courses
- Narrated by: Art Benjamin
- Length: 5 hrs and 46 mins
- Original Recording
-
Overall
-
Performance
-
Story
No Calculator? No Problem! Mastering Mental Math , award-winning professor of mathematics and celebrated “mathemagician” Arthur T. Benjamin delivers 10 fun-filled lessons on how to do math in your head with confidence, accuracy, and speed - sometimes faster than a calculator. By the end of Professor Benjamin’s lessons, you’ll be able to add, subtract, multiply, and divide numbers faster than ever before. And with your newfound skills, you’ll soon find yourself amazing other people and, perhaps more important, yourself.
-
-
Excellent but need PDF
- By Majeed on 10-15-19
By: Art Benjamin, and others
-
Survival Theory
- A Preparedness Guide
- By: Jonathan Hollerman
- Narrated by: Jim Pelletier
- Length: 9 hrs and 56 mins
- Unabridged
-
Overall
-
Performance
-
Story
This preparedness guide will help you develop a plan to escape the deadly rioting and looting, showing you where you can take your family to keep them safe, even if you can't afford a fully-stocked survival retreat. Jonathan Hollerman's in-depth expertise and recommendations will cover many topics including bug-out bags, SHTF Weapons, tactical gear, survival tools, knives, long-term food storage, livestock, bug-out locations, survival retreat recommendations, and much more.
-
-
Literally a half decent book.
- By LA on 09-29-16
-
How to Boost Your Credit Score 100+ Points in 30 Days Without Credit Repair!
- By: Brian Diez
- Narrated by: Mike Norgaard
- Length: 55 mins
- Unabridged
-
Overall
-
Performance
-
Story
Did you know that you could have credit scores in the low 600s even if you never missed a bill payment in your life? That's because your payment history is only 35% of your credit score. How to Boost Your Credit Score 100+ Points in 30 Days Without Credit Repair will show credit industry secrets for maximizing the other 65%. The best part is you will see real results in just 30 days.
-
-
Don't waste a credit on this!
- By typhoidtrish on 10-01-18
By: Brian Diez
What listeners say about Conquer the Series 65 Exam: Study Guide for the Investment Advisers Law Exam
Average customer ratingsReviews - Please select the tabs below to change the source of reviews.
-
Overall
-
Performance
-
Story
- Krys
- 09-30-24
Not worth the time or money
The content was repetitive and was incomplete in some instances. I don’t think this is a worthwhile investment for a student planning to take the Series 66.
Something went wrong. Please try again in a few minutes.
You voted on this review!
You reported this review!