James Alford
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Conquer the Series 26 Exam: Study Guide for the Investment Company and Variable Contracts Products Principal Qualification Exam
- De: Philip Martin McCaulay
- Narrado por: Virtual Voice
- Duración: 3 h y 36 m
- Versión completa
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General1 out of 5 stars 2
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Narración:1 out of 5 stars 2
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Historia1 out of 5 stars 2
Conquer the Series 26 Exam: Study Guide for the Investment Company and Variable Contracts Products Principal Qualification Exam is your ultimate resource for mastering the Series 26 Exam and advancing your career in the securities industry. This comprehensive guide covers all critical topics, including regulatory frameworks, registration and licensing requirements, and the essentials of ethics and professional conduct. Detailed chapters explore supervisory responsibilities, compliance, recordkeeping, and reporting requirements, ensuring you understand the fundamentals needed to maintain ...
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1 out of 5 stars
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no real exam information
- De Richard M. en 04-15-25
No useful information
Revisado: 06-20-24
I obviously got this book to help me study for the Series 26. I can get past the fact that it’s narrated by AI, but this was SO boring.
I can summarize each chapter for you. Take the name of the chapter, and then talk about how they need to keep good records, communicate, and create a “culture of compliance”…. And that’s it!!! No useful information at all. Don’t waste your time
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